Regulatory Environment

St. Vincent & the Grenadine (SV)

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KERN Private Capital is registered in St. Vincent & the Grenadine as an International Business Company.

The objects of the company are all subject matters not forbidden by International Business Companies (Amendment and Consolidation) Act, Chapter 149 of the Revised Laws of Saint Vincent and the Grenadines, 2009, in particular but not exclusively all commercial, financial, lending, borrowing, trading, service activities and the participation in other enterprises as well as to provide brokerage, training and managed account services in currencies, commodities, indexes, CFDs and leveraged financial instruments.

Financial Crimes Enforcement Network Department of the Treasury (FinCEN)

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Kern Private Capital Limited is authorized and regulated by Financial Crimes Enforcement Network (FinCEN) as an MSB registrant with the registration number 31000172868119.

The Financial Crimes Enforcement Network (FinCEN) is a government bureau that maintains a network whose goal is to prevent and punish criminals and criminal networks that participate in money laundering and other financial crimes. FinCEN, administered by the U.S. Department of the Treasury, operates domestically and internationally, and it consists of three major players—law-enforcement agencies, the regulatory community, and the financial-services community.

The Financial Crimes Enforcement Network (FinCEN) prevents and punishes money laundering and related financial crimes. This department also tracks suspicious persons and activity by researching mandatory disclosures for financial institutions.

Check it in FinCEN official website

Australian Securities & Investment Commission (ASIC)

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The Australian Securities and Investments Commission (ASIC) is an independent Australian government body that acts as Australia’s corporate regulator. ASIC’s role is to enforce and regulate company and financial services laws to protect Australian consumers, investors and creditors. ASIC was established on 1 July 1998 following recommendations from the Wallis Inquiry. ASIC’s authority and scope is determined by the Australian Securities and Investments Commission Act, 2001

ASIC maintains Australia’s company and business name registers, which can be searched online. The types of organisations that can be searched online include companies, registered bodies, foreign companies, associations, managed investment schemes and non-registered entities. The information that is available includes current and/or historical information about the organisation, including past addresses, previous directors, and former names, as well as the organisation’s unique identification number (ABN, ACN, ARBN, ARSN), type of company or organisation (e.g., proprietary company, limited by shares), date it was registered, the next review date, location of registered office (town or suburb only), and any professional licences or registrations (e.g. an Australian financial services licence or credit licence).

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Risk Warning: Trading in Foreign Exchange, CFDs, and Equities on margin carries a high level of risk and may not be suitable for all investors. You are advised to carefully consider your investment objectives, level of experience and risk appetite before deciding to trade. Trading in CFDs and margin forex involves the risk of losing substantially more than the initial investment, and CFD investors do not own or have any rights to underlying assets. It is possible to sustain a loss of some or all of your investment, therefore you should not invest money that you cannot afford to lose. We recommend you seek professional advice from an independent financial advisor before trading on or through our platforms.

General Advices: The information on this website is general advice only. It does not take into account your financial objectives, situation or needs. We recommend you seek professional advice from an independent financial advisor before trading on or through our platforms.

The Kern Private Capital Group: The trading name Kern Private Capital, its logo, trademark and website www.kernprivatecapital.com is belong to Kern Private Capital Limited, which is registered under the Laws of Saint Vincent & the Grenadines (25961 BC 2020) having its registered office at The Financial Services Centre, Stoney Ground, Kingstown, St. Vincent & the Grenadines. It is the issuer of this website and the operator of it’s CFD, FX, commodities and etc trading platform.

The financial products provided on or through the trading platforms on this site are provided by Kern Private Capital Limited (SVG). Some payments are processed by Kern Private Capital Limited (US, ID #20201699808) with registered address at 484 Pearl East Circle, Suite 101, Boulder, CO, 80301, United State.

Kern Private Capital Limited (US), is registered under the Financial Crimes Enforcement Network (FinCEN) MSB Reg Number: 31000172868119.

Jurisdictional Disclaimer : The information on this site is not directed at residents of the United States, Belgium, North Korea or any particular country outside United Kingdom and is not intended for distribution to, or use by, any person in any country or jurisdiction where such distribution or use would be contrary to local law or regulation.

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